Application and notification – according to IVDR
- Published: June 27, 2022
- Last updated: June 27, 2022
According to the IVDR the sponsor is to submit applications and notifications for performance studies on medical devices for in vitro diagnostics to the authorities via the European database on Medical Devices (EUDAMED).
This functionality is however not estimated to be available in EUDAMED until 2023 at the earliest. In the meantime, applications and notifications of clinical investigations are therefore handled nationally.
In Sweden, applications and notifications shall be sent to the Swedish Medical Products Agency (MPA). This should be done in electronic format, preferably via the e-service. Email, USB or DVD/CD may also be used.
For the performance studies where the application or notification to the Swedish MPA is required, the permit process is coordinated with the Swedish Ethical Review Authority and thus no separate ethical application needs to be submitted via the SERA's application portal Ethix.
Technical prerequisites
Submissions by email to the Swedish MPA has a size limit of 20 MB per message.
Documents are to be submitted as separate files, regardless of transmission method used. Documents must be in Swedish or English.
- Files in the following formats may be submitted: pdf, doc, docx, xls, xlsx, tif, gif, txt, zip and jpeg. The files must not be password protected.
- All pdf files should be created from electronic text documents (for example Word).
- To facilitate the review, applicants should ensure that all pdf files allow text to be copied and are fully editable.
- All files should be fully searchable, which means that the search function in applications such as Acrobat, Word and Excel can be used.
- Exemptions to searchability applies to scanned pages with signatures.
E-service for application/notification/modification
Forms for application/notification/modification
The form “Performance study – application/notification form under In Vitro Diagnostic Medical Devices Regulation” shall be used both for applications and notifications of performance studies to the Swedish MPA.
The Swedish MPA has written a bilingual guidance document to support applicants in completion of the form.
The form “Performance study – Substantial modification of performance study under In Vitro Medical Device Regulation” shall be used for notifications of substantial modifications of performance studies to the Swedish MPA.
Required documents
Investigator’s Brochure
The Investigator's Brochure (IB) shall contain information on the device intended for the performance study and available at the time of application/notification. The IB shall be designed according to Chapter I, section 2 in Annex XIV of the IVDR.
The Swedish MPA provides a template for the list referred to in Chapter I, section 2.7 of Annex XIV to the IVDR. It is not mandatory to use this particular template, it has been developed to facilitate for applicants who are to present the required information.
The IB should also fulfill the requirements in Annex C in the GSP standard ISO 20916:2019.
Clinical Performance Study Plan
The Clinical Performance Study Plan (CPSP) shall be designed in accordance with sections 2 and 3 of Annex XIII to the IVDR and should meet the requirements of Annex B GSP standard ISO20916: 2019.
Declaration of conformity
The declaration of conformity of an IVD medical device should be designed according to section 4.1, Chapter I in Annex XIV to the IVDR. The document must be signed by the legal or physical person responsible for the manufacturing of the medical device.
Application to Swedish Ethical Review Authority
For the performance studies where applications and notifications are made to the Swedish MPA, the permit procedure is coordinated with the Swedish Ethics Review Authority.
In these cases, it is the sponsor (not the research principal) who applies for ethical review.
From 26 May 2022, the ethics application will be sent by the sponsor together with other documents to the Swedish MPA in a single package. This means that the ethics application should not be submitted separately via the Ethics Review Authority's application portal Ethix.
The Swedish Ethics Review Authority has produced an application form that is specific to clinical investigations of medical devices and performance studies. The form is available in Swedish on their website.
Upon receipt of the application or notification, the Swedish MPA forwards relevant parts of the submission dossier to the Swedish Ethical Review Authority as needed for their review according to the act SFS 2021:603 (in Swedish Lag med kompletterande bestämmelser om etisk granskning till EU:s förordningar om medicintekniska produkter).
Documentation regarding investigator and investigational site
Evidence showing that the investigators and investigational sites are capable of conducting the performance study according to the clinical performance study plan must be provided by sponsor.
The qualifications of the investigator shall be demonstrated by a CV, this is applicable for the principal investigator at each investigational site.
It should be confirmed by a certificate from the responsible person at each investigational site, that the site is capable of conducting the performance study.
Proof of insurance coverage or indemnification
Proof of insurance cover or indemnification of subjects in case of injury should be enclosed for each of the applicable health institutions together with any other specific insurances taken out by the sponsor for the performance study.
Patient information and informed consent form
Attach the documents to be used to obtain informed consent, including patient information sheets and the informed consent form.
The content shall be designed in accordance with Article 59 of the IVDR and should comply with the requirements of ISO20916: 2019 section 4.5 and Annex F.
The documents must be written in Swedish.
Description of personal data protection
The application dossier must contain a description of how information on protection and confidentiality in the processing of personal data is to be handled. The description shall state in particular:
- the organisational and technical arrangements that will be implemented to avoid unauthorised access, disclosure, dissemination, alteration or loss of information and personal data processed
- a description of measures that will be implemented to ensure confidentiality of records and personal data of subjects.
- a description of measures that will be implemented in case of a data security breach in order to mitigate the possible adverse effects.
Invoice details
Studies involving biological samples from humans
If a performance study of an IVD device involves use of biological samples from humans, regulated in the Biobank Act (2023:38), the Swedish MPA will forward relevant documents in the application/notification dossier to the concerned biobanks/Regional biobank centres.
The purpose with this sharing of information is that a regional biobank centre can assess the underlying documentation related to biological samples from humans in parallel to the review made by the Swedish Ethical Review Authority and the Swedish MPA. If there is a need from a biobank perspective to amend the application/notification, this can be dealt with during the authorisation procedure, so that basically only formal sign off of the biobank agreement remains once the performance study has been approved by the Ethical Review Authority and/or the Swedish MPA.
It is important that the biobank application, if applicable, is submitted directly to the Regional Biobank Centre at the same time as the application/notification of a clinical investigation is made to the Swedish MPA.
Information and support in relation to the biobank process.
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Department of Clinical Trials and Special Permissions
Email: registrator@lakemedelsverket.se
Telephone: +46 (0)18-17 42 69
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